Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Jerome Thomas is a financial advisor with Wells Fargo Securities, LLC. He holds the Series 3, 7, 24, 57TO, 63 and 99TO licenses. Daniel has been working in the industry since September 5, 1997. He is licensed to practice in all 50 states, the District of Columbia, Puerto Rico, and the U.S. Virgin Islands. Prior to joining Wells Fargo Securities, LLC, Daniel worked at Wells Fargo Prime Services, LLC, First Clearing Corporation, and First Fidelity Brokers, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/30/2005 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
CA
08/07/2013 - 03/14/2018
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
MO
09/27/1995 - 06/02/1998
FIRST CLEARING CORPORATION (ST. LOUIS MO)
NJ
03/10/1990 - 09/26/1995
FIRST FIDELITY BROKERS, INC. (NEWARK NJ)
BC
Issued 03/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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