Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Saperstein is an investment advisor representative, currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., since April 2004. Daniel has been a professional in the financial services industry since February 1996. Daniel's previous employers include FAM Distributors, Inc., Pruco Securities Corporation and Prudential Investment Management Services LLC. Daniel specializes in providing advisory services in several categories, including financial planning, portfolio management, selection of other advisers, portfolio management for businesses and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/16/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NY
04/07/2000 - 01/23/2002
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NJ
02/12/1999 - 03/30/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/01/1997 - 11/24/1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
11/14/1995 - 01/01/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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