Unclaimed
Daniel Jay Lustig is a financial advisor with Arbor Research & Trading, LLC, located in LAKE BARRINGTON, IL. Daniel has been in the securities industry since 1986. Daniel's firm is a registered broker-dealer and investment advisor. Daniel has Series 3, 5, 7, 24, and 63 licenses, as well as the SIE exam. Daniel is registered in Connecticut, Georgia, Illinois, Nevada, New York, Oregon, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/19/1989 - Present
Arbor Research & Trading, LLC (LAKE BARRINGTON IL)
NY
05/21/1986 - 04/11/1989
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 05/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2004
Series 3 - National Commodity Futures Examination
BC
Issued 05/22/1986
Series 5 - Interest Rate Options Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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