Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Jay Davis is a registered representative with Castleoak Securities, LP. Daniel has been working in the financial services industry since 1994. Daniel is registered in 16 states and holds a Series 7, Series 63, Series 24, Series 79TO and Series 99TO licenses. Daniel is also a registered principal with Castleoak Securities, LP. Daniel specializes in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OR
06/28/2010 - Present
Castleoak Securities, LP (Portland OR)
OR
04/10/2007 - 06/07/2010
FINACORP SECURITIES (PORTLAND OR)
OR
03/20/1997 - 01/03/2007
SEATTLE-NORTHWEST SECURITIES CORPORATION (PORTLAND OR)
CA
10/29/1993 - 03/10/1997
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
IA
Issued 08/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Davis is the right advisor for you? Invested Better is here to help.
