Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Cotton is a financial advisor at Wealth Enhancement Advisory Services, LLC, and has been in the industry since 1991. Daniel's background includes experience at a number of financial firms including LPL Financial LLC, Citigroup Global Markets Inc., and Quick & Reilly, Inc. Daniel's firm is an independent investment advisor firm that provides a range of financial services to individuals and businesses. Daniel holds multiple licenses and certifications, including the Series 7, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
09/22/2022 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
MA
05/02/2018 - 09/23/2022
TRIAD ADVISORS LLC (Andover MA)
MA
05/29/2009 - 05/24/2018
LPL FINANCIAL LLC (WOBURN MA)
MA
11/16/2007 - 05/29/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
10/20/2004 - 11/20/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (BURLINGTON MA)
NY
10/02/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
CT
03/18/2002 - 10/07/2003
INFINEX INVESTMENTS, INC. (MERIDEN CT)
SC
03/06/1998 - 03/22/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
01/02/1996 - 03/10/1998
FIS SECURITIES, INC. (BOSTON MA)
IN
08/29/1995 - 12/31/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
06/24/1994 - 09/06/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IN
03/18/1994 - 06/24/1994
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
07/23/1992 - 02/15/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CT
02/13/1991 - 11/24/1992
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
02/13/1991 - 10/19/1992
HOME LIFE INSURANCE COMPANY
IA
Issued 08/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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