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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Jason Sporn is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel has been in the financial services industry for over 2 years. Daniel has passed the SIE, Series 7TO and Series 66 examinations and is registered as an Investment Advisor Representative in New York and Texas. Daniel also holds registrations in 27 additional states and the District of Columbia. Daniel works with individuals, businesses, insurance companies, charitable organizations, corporations, pension and profit-sharing plans, and state and municipal government entities. Daniel offers a range of financial services including portfolio management for individuals and businesses, financial planning, selection of other advisors, performance measurement reports, allocation modeling, IPS, research reports and services, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/10/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MELVILLE NY)
BOTH
Issued 06/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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