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Daniel Jason Drumm

TP Icap Global Markets Americas LLC

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About Daniel Jason Drumm

Daniel Drumm is a financial professional who has been in the industry since April 14, 2014. Currently, Daniel is registered with TP Icap Global Markets Americas LLC. Previously, Daniel was employed by ICAP Securities USA LLC. Daniel has passed the Series 7, Series 99, and the Securities Industry Essentials Examination.

Firm Information

Daniel Drumm is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Drumm’s Registration & Firm History

NJ

04/14/2014 - Present

TP Icap Global Markets Americas LLC (EDISON NJ)

NY

09/24/2014 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2015

Series 7 - General Securities Representative Examination

BC

Issued 01/07/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Jason Drumm.
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