Unclaimed
Daniel Drumm is a financial professional who has been in the industry since April 14, 2014. Currently, Daniel is registered with TP Icap Global Markets Americas LLC. Previously, Daniel was employed by ICAP Securities USA LLC. Daniel has passed the Series 7, Series 99, and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/14/2014 - Present
TP Icap Global Markets Americas LLC (EDISON NJ)
NY
09/24/2014 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/07/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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