Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Walters is a registered representative with Vanguard Marketing Corp. Daniel has been in the financial services industry since January 2008. Daniel is licensed in all 50 states and holds Series 6, 7, and 63 licenses and the SIE exam. Daniel previously worked at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. and QUASAR DISTRIBUTORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
05/11/2012 - Present
Vanguard Marketing Corp. (MALVERN PA)
CA
01/20/2011 - 05/03/2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (SAN FRANCISCO CA)
ME
09/20/2007 - 09/15/2010
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
BC
Issued 10/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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