Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel James Tucker is a financial advisor with Ameriprise Financial Services, LLC. Daniel has been in the financial industry since 1988. Daniel is registered with FINRA and the state of Maine and holds Series 6, 7 and 63 licenses as well as a Series 65 license. Daniel is a Board Member of Tucker and is a Trustee for 25 A Forest Avenue. Ameriprise Financial Services, LLC provides a variety of financial services including financial planning, asset allocation, portfolio management for individuals and businesses, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
05/10/2013 - Present
Ameriprise Financial Services, LLC (PORTLAND ME)
ME
04/19/2006 - 05/13/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)
CT
12/17/2004 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
ME
11/02/1994 - 01/04/2005
BANGOR SECURITIES, INC. (PORTLAND ME)
MN
10/12/1994 - 11/17/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/12/1994 - 11/17/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
ME
01/10/1990 - 10/14/1994
LIVADA SECURITIES, INC. (PORTLAND ME)
ME
07/03/1989 - 01/15/1990
PRIME DISCOUNT SECURITIES, INC. (PORTLAND ME)
NA
01/02/1990 - 01/11/1990
W. H. NEWBOLD'S SON & CO./HOPPER SOLIDAY & CO., INC.
NJ
02/09/1988 - 06/01/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/21/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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