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Daniel James Tremblay

Fidelity Distributors Co. LLC

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About Daniel James Tremblay

Daniel Tremblay is a financial professional with over 20 years of experience in the industry. Daniel is currently registered with Fidelity Distributors Co. LLC, a leading financial services firm. Before that, Daniel worked for PYRAMIS DISTRIBUTORS CORPORATION LLC and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Daniel holds several licenses and certifications including Series 3, 7, 24, 30, 63 and the SIE exam. Daniel is licensed to provide financial advice in all 50 states and the District of Columbia.

Firm Information

Daniel Tremblay is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Tremblay’s Registration & Firm History

NH

05/12/2016 - Present

Fidelity Distributors Co. LLC (MERRIMACK NH)

NH

07/01/2013 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (MERRIMACK NH)

MA

01/01/1999 - 04/09/2007

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 10/16/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2024

Series 30 - NFA Branch Manager Examination

BC

Issued 08/30/2013

Series 24 - General Securities Principal Examination

BC

Issued 07/29/2024

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel James Tremblay.
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