Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel James Taylor is a financial advisor in Brentwood, Tennessee. Daniel has been a registered financial advisor since 2002. Daniel has worked with Thoroughbred Financial Services, LLC since April 2022. Prior to joining Thoroughbred, Daniel has also been employed by Nuveen Securities, LLC and John Hancock Funds, LLC. Daniel is licensed to provide financial advice in Alabama, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Massachusetts, New Jersey, North Carolina, South Carolina, Tennessee, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
04/06/2022 - Present
Thoroughbred Financial Services, LLC (BRENTWOOD TN)
IL
06/09/2016 - 08/07/2020
NUVEEN SECURITIES, LLC (CHICAGO IL)
MA
04/21/2003 - 05/05/2016
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
07/12/2002 - 04/09/2003
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 06/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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