Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel James Swift is a financial advisor at Northwestern Mutual Investment Services, LLC. Daniel is registered with FINRA and holds the Series 7, Series 63, and SIE licenses. He has been a financial advisor since 2009. He specializes in providing financial advice to individuals and small businesses. Daniel James Swift is licensed in Florida, Illinois, Minnesota, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
01/15/2009 - Present
Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)
BC
Issued 03/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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