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Daniel James Stoffer

FIS Brokerage & Securities Services LLC

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About Daniel James Stoffer

Daniel Stoffer is a financial professional with over 20 years of experience in the industry. He holds a Series 7, Series 24, Series 63, Series 72, and Series 99TO licenses, demonstrating expertise in a variety of financial products and services. Daniel is currently registered with FIS Brokerage & Securities Services LLC in Illinois. Previously, Daniel was associated with Sungard Institutional Brokerage Inc., Sungard Brokerage & Securities Services, LLC, and Liberty Brokerage Inc. He is dedicated to providing comprehensive financial guidance and personalized solutions to meet his clients' unique needs.

Firm Information

Daniel Stoffer is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Stoffer’s Registration & Firm History

IL

01/02/2014 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

IL

03/31/2004 - 12/31/2013

SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)

IL

01/23/2012 - 12/31/2012

SUNGARD BROKERAGE & SECURITIES SERVICES, LLC (GENEVA IL)

NJ

10/23/1998 - 11/29/2000

LIBERTY BROKERAGE INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/27/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2004

Series 7 - General Securities Representative Examination

BC

Issued 10/22/1998

Series 72 - Government Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel James Stoffer.
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