Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Statz is a financial advisor at Stifel, Nicolaus & Company, Inc. Daniel has been in the industry for over 30 years. He is registered in 14 states and holds licenses for Series 7, 6, 63, and 66 exams. Daniel has previous experience with Robert W. Baird & Co. Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Coltrane Securities Network, Inc., Drake & Company Investment Services, Inc. and First Securities Corporation. Daniel specializes in retirement planning, estate planning, college savings, and investment management. He can help you develop a financial plan and select appropriate investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
08/16/2002 - Present
Stifel, Nicolaus & Company, Inc. (MADISON WI)
WI
09/18/1992 - 08/27/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
09/19/1989 - 09/21/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
WI
06/08/1989 - 08/28/1989
COLTRANE SECURITIES NETWORK, INC. (MADISON WI)
NA
03/10/1989 - 06/15/1989
DRAKE & COMPANY INVESTMENT SERVICES, INC.
NA
02/27/1989 - 03/04/1989
FIRST SECURITIES CORPORATION
BOTH
Issued 02/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/24/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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