Unclaimed
Daniel James Ruprecht is a financial professional in Memphis, TN. Daniel is registered with Cantor Fitzgerald & Co. Daniel has been working in the securities industry since May 11, 2023. Daniel has passed the Series 63, Series 7TO, and SIE exams. Daniel holds registrations in Tennessee and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
05/12/2023 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
BC
Issued 07/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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