Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel James Richmond is a financial professional with over 17 years of experience in the industry. Daniel is currently registered with Fidelity Brokerage Services LLC and holds Series 3, 4, 7, 55, and 63 licenses. Daniel has been active in the industry since 2005 and has experience in a variety of financial markets, including options and commodities. Daniel is dedicated to providing clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
09/23/2005 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 09/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/11/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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