Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Prentice is a financial advisor with over 30 years of experience in the industry. Daniel has a strong background in helping individuals and families with their financial planning needs. Currently registered with LPL Financial LLC, Daniel has held previous positions with Lincoln Investment, The Leaders Group, Inc., Vanderbilt Securities, LLC, KMS Financial Services, Inc., New England Securities, AXA Advisors, LLC, MML Investors Services, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Daniel is dedicated to providing personalized financial advice and guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OR
07/24/2023 - Present
LPL Financial LLC (LAKE OSWEGO OR)
OR
02/13/2023 - 06/05/2023
LINCOLN INVESTMENT (Lake Oswego OR)
CO
12/20/2022 - 02/01/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
10/30/2020 - 12/31/2022
VANDERBILT SECURITIES, LLC (WOODBURY NY)
WA
02/04/2008 - 10/30/2020
KMS FINANCIAL SERVICES, INC. (Vancouver WA)
OR
01/03/2006 - 02/12/2008
NEW ENGLAND SECURITIES (PORTLAND OR)
NY
06/01/2005 - 12/14/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/10/2004 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
08/27/2002 - 02/09/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
05/20/1997 - 08/08/2002
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
02/06/1997 - 03/31/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/05/1997 - 03/31/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
07/18/1995 - 12/13/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
10/23/1989 - 07/14/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/23/1989 - 07/14/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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