Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Mullineaux is a financial advisor with over 25 years of experience in the financial services industry. Daniel has worked at Seaport Global Securities LLC, Liquidity Finance LP, Knight Capital Americas LLC, Knight Capital Americas, L.P., Knight Libertas LLC, UBS Securities LLC, J.P. Morgan Securities Inc., and Goldman, Sachs & Co. Daniel is a Series 7, Series 9, Series 10, Series 14, Series 24, Series 63, Series 79 and Series 99TO licensed professional. Daniel is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/21/2021 - Present
Seaport Global Securities LLC (GREENWICH CT)
CT
09/10/2013 - 03/06/2023
LIQUIDITY FINANCE LP (GREENWICH CT)
CT
07/02/2012 - 06/12/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
CT
05/04/2009 - 01/03/2011
KNIGHT LIBERTAS LLC (GREENWICH CT)
CT
03/27/2001 - 03/17/2009
UBS SECURITIES LLC (STAMFORD CT)
NY
07/25/2000 - 12/12/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/09/1994 - 06/29/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/11/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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