Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Mercer is a financial professional with over 9 years of experience in the securities industry. Currently, Daniel is a registered representative at JCC Capital Markets, LLC. Daniel has a strong background in the financial services industry, having previously worked with firms like INVICTA CAPITAL LLC, MIT ASSOCIATES, LLC, EMERSON EQUITY LLC, PATRICK CAPITAL MARKETS, LLC, NORTHERN LIGHTS DISTRIBUTORS, LLC, and KBS CAPITAL MARKETS GROUP LLC. Daniel holds FINRA Series 7, Series 63, and SIE licenses. Daniel is currently registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/05/2023 - Present
JCC Capital Markets, LLC (LAGUNA NIGUEL CA)
PA
04/25/2023 - 05/18/2023
INVICTA CAPITAL LLC (OAKMONT PA)
AZ
06/01/2022 - 12/14/2022
MIT ASSOCIATES, LLC (Phoenix AZ)
CA
11/09/2021 - 02/22/2022
EMERSON EQUITY LLC (SAN MATEO CA)
MO
04/25/2019 - 03/06/2020
PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)
NE
03/06/2018 - 04/25/2019
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CA
08/17/2011 - 10/18/2017
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
BC
Issued 08/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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