Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel McMillan is a financial advisor at Stifel, Nicolaus & Company, Inc., where he has been since August 2013. Daniel has over 23 years of experience in the financial services industry. He is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, 9, 10, 31, and 66 licenses. Daniel is also a Board Member at the Santa Fe Springs Chamber of Commerce and the YMCA. Daniel's experience and expertise allow him to provide a wide range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/27/2013 - Present
Stifel, Nicolaus & Company, Inc. (PASADENA CA)
CA
06/01/2009 - 09/05/2013
MORGAN STANLEY (BREA CA)
CA
08/08/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WHITTIER CA)
CA
04/12/2002 - 08/22/2008
UBS FINANCIAL SERVICES INC. (LONG BEACH CA)
NY
07/08/1999 - 04/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/23/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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