Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lago is a licensed securities professional with over 20 years of experience in the financial services industry. Daniel is currently registered with Tradition Securities And Derivatives LLC. Daniel has held prior positions at several other firms including ICAP CORPORATES LLC, LINKBROKERS DERIVATIVES LLC, FIRST BROKERS SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., and DEUTSCHE BANK SECURITIES INC. Daniel is a Series 7, Series 24, Series 3, Series 4, Series 55, Series 57TO, and Series 63 licensed professional. Daniel is registered in 8 states including California, Connecticut, Florida, Illinois, New Jersey, New York, Oklahoma and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/05/2020 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/01/2013 - 04/01/2020
ICAP CORPORATES LLC (NEW YORK NY)
NY
09/18/2006 - 12/15/2014
LINKBROKERS DERIVATIVES LLC (NEW YORK NY)
NJ
02/03/2010 - 05/13/2010
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NY
05/13/2004 - 09/28/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/27/2000 - 05/18/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2010
Series 4 - Registered Options Principal Examination
BC
Issued 12/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2004
Series 3 - National Commodity Futures Examination
BC
Issued 08/29/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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