Unclaimed
Daniel Indiviglio is an investment advisor representative associated with Capital Client Group, Inc. based in Los Angeles, CA. Daniel is registered with FINRA and holds Series 7, Series 63, and Series 7TO licenses. Daniel has been active in the securities industry since 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
08/27/2024 - Present
Capital Client Group, Inc. (Los Angeles CA)
NY
08/15/2006 - 11/20/2008
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 08/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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