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Daniel James Harari

BA Securities, LLC

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About Daniel James Harari

Daniel James Harari is a financial advisor with Ba Securities, LLC, who has over 16 years of experience in the financial services industry. Daniel is a Series 7, Series 63, and Series 79TO licensed professional, and has held previous positions at M&A Securities Group, Inc., UBS Securities LLC, Lazard Freres & Co. LLC, and Citigroup Global Markets Inc. Daniel's professional experience includes working with clients in New York, Pennsylvania, and Texas.

Firm Information

Daniel Harari is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Harari’s Registration & Firm History

NY

04/15/2024 - Present

BA Securities, LLC (NEW YORK NY)

NY

01/08/2014 - 04/01/2024

M&A SECURITIES GROUP, INC. (NEW YORK NY)

NY

07/27/2011 - 11/21/2012

UBS SECURITIES LLC (NEW YORK NY)

NY

07/08/2008 - 03/04/2011

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

07/30/2007 - 06/26/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/10/2005 - 06/13/2007

LAZARD FRERES & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel James Harari.
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