Unclaimed
Daniel James Gomez is a registered representative with Brown, Gibbons, Lang & Co. Securities, LLC. Daniel has been in the industry since 2009 and is licensed to sell securities in Illinois. Daniel has passed the Series 7, Series 63, SIE and Series 79TO exams. Daniel's previous employers include Cowen and Company, Piper Jaffray & Co., and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/17/2017 - Present
Brown, Gibbons, Lang & Co. Securities, LLC (CHICAGO IL)
NY
06/09/2014 - 04/12/2016
COWEN AND COMPANY (NEW YORK NY)
NY
04/23/2009 - 06/11/2014
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
08/28/2007 - 02/17/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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