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Daniel James Gomez

Brown, Gibbons, Lang & Co. Securities, LLC

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About Daniel James Gomez

Daniel James Gomez is a registered representative with Brown, Gibbons, Lang & Co. Securities, LLC. Daniel has been in the industry since 2009 and is licensed to sell securities in Illinois. Daniel has passed the Series 7, Series 63, SIE and Series 79TO exams. Daniel's previous employers include Cowen and Company, Piper Jaffray & Co., and Deutsche Bank Securities Inc.

Firm Information

Daniel Gomez is currently registered with Brown, Gibbons, Lang & Co. Securities, LLC. Brown, Gibbons, Lang & Co. Securities, LLC is a Limited Liability Company formed in 2022 and approved in California, Colorado, Illinois, Kansas, Massachusetts, Minnesota, Nevada, New York, Ohio, Pennsylvania, Utah, and Washington. The firm is registered with the SEC and has a regulatory event disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

93

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Gomez’s Registration & Firm History

IL

07/17/2017 - Present

Brown, Gibbons, Lang & Co. Securities, LLC (CHICAGO IL)

NY

06/09/2014 - 04/12/2016

COWEN AND COMPANY (NEW YORK NY)

NY

04/23/2009 - 06/11/2014

PIPER JAFFRAY & CO. (NEW YORK NY)

NY

08/28/2007 - 02/17/2009

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel James Gomez.
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