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Daniel James Garcia

Allstate Financial Services, LLC

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About Daniel James Garcia

Daniel James Garcia is a registered representative with Allstate Financial Services, LLC. Daniel has been in the securities industry since January 8, 2006. Daniel has a Series 6, Series 63, and SIE license. Daniel is registered in Mississippi and Tennessee. Daniel was previously registered with Nationwide Securities, Inc.

Firm Information

Daniel Garcia is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Garcia’s Registration & Firm History

TN

10/15/2007 - Present

Allstate Financial Services, LLC (BARTLETT TN)

TN

01/25/2005 - 10/30/2006

NATIONWIDE SECURITIES, INC. (BARTLETT TN)

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Licenses & Designations

BC

Issued 02/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel James Garcia.
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