Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel James Fleming is a financial advisor currently registered with Cetera Investment Advisers LLC. Daniel is also registered as an Investment Advisor Representative with the same firm. Daniel is a CERTIFIED FINANCIAL PLANNER™ professional with over 14 years of experience in the financial services industry. Daniel has a proven track record of providing personalized financial advice and investment management services to individuals and families. Daniel's areas of expertise include retirement planning, investment management, and insurance planning. Before joining Cetera, Daniel was also previously employed at Foresters Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/19/2019 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
05/11/2009 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (SAN DIEGO CA)
IA
Issued 7/12/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/14/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 5/8/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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