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Daniel James Field

Cetera Advisors LLC

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About Daniel James Field

Daniel Field is a financial advisor with Cetera Advisors LLC, a firm based in Canton, MA. Daniel has been in the financial industry since 1994. Daniel has held licenses with various other firms, including Investors Capital Corp., CCO Investment Services Corp., and CitiStreet Equities LLC. Daniel is licensed to offer financial services in Florida, Massachusetts, New Hampshire, and New York.

Firm Information

Daniel Field is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Field’s Registration & Firm History

MA

10/03/2016 - Present

Cetera Advisors LLC (CANTON MA)

MA

11/19/2007 - 10/03/2016

INVESTORS CAPITAL CORP. (CANTON MA)

NH

02/03/2004 - 10/10/2007

CCO INVESTMENT SERVICES CORP. (LONDONDERRY NH)

NJ

10/07/1994 - 01/27/2004

CITISTREET EQUITIES LLC (SOMERSET NJ)

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Licenses & Designations

BC

Issued 08/09/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/06/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel James Field. Review regulatory record here.
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