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Daniel James Fenton

Foreside Fund Services, LLC

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About Daniel James Fenton

Daniel Fenton is a financial advisor with over 25 years of experience in the industry. He is currently registered with Foreside Fund Services, LLC, a firm that specializes in providing fund administration services. Daniel Fenton previously held positions at Edward Jones, Principal Funds Distributor, Inc., Managers Distributors, Inc., and Rydex Distributors, Inc. Daniel Fenton is licensed in all 50 states and holds the Series 3, Series 6, Series 7, and Series 66 securities licenses.

Firm Information

Daniel Fenton is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Fenton’s Registration & Firm History

NY

05/21/2021 - Present

Foreside Fund Services, LLC (NEW YORK NY)

MA

06/23/2020 - 01/11/2021

EDWARD JONES (PLYMOUTH MA)

NY

03/12/2009 - 12/26/2018

PRINCIPAL FUNDS DISTRIBUTOR, INC. (NEW YORK NY)

CT

09/17/2007 - 11/19/2008

MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)

MA

08/13/2001 - 08/08/2007

RYDEX DISTRIBUTORS, INC. (NEWBURYPORT MA)

RI

01/18/1996 - 08/16/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NA

03/12/1993 - 01/12/1996

BAYBANKS BROKERAGE SERVICES, INC.

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Licenses & Designations

BOTH

Issued 07/15/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/10/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/1994

Series 7 - General Securities Representative Examination

BC

Issued 03/05/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel James Fenton.
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