Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Dubois has been a financial professional since 2005. Daniel is currently registered with Oneamerica Securities, Inc. in Arizona, California, Connecticut, New Jersey, New Mexico and Virginia. Daniel also has experience working with Signator Investors, Inc., MetLife Securities Inc., Next Financial Group, Inc. and AIG Financial Advisors, Inc. Daniel has a Series 6, 7, 63 and 66 license and has passed the SIE Exam. Daniel has a focus on financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/20/2020 - Present
Oneamerica Securities, Inc. (Newport Beach CA)
CA
09/25/2013 - 04/14/2015
SIGNATOR INVESTORS, INC. (IRVINE CA)
CA
11/02/2010 - 09/18/2013
METLIFE SECURITIES INC. (IRVINE CA)
CA
07/06/2007 - 09/07/2010
NEXT FINANCIAL GROUP, INC. (NEWPORT BEACH CA)
CA
10/31/2005 - 07/11/2007
AIG FINANCIAL ADVISORS, INC. (CORONA CA)
AZ
01/31/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 12/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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