Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Dole is a financial advisor in Chapel Hill, NC. He has been in the industry since 1998 and is currently registered with Ameriprise Financial Services, LLC. Daniel is licensed in North Carolina, California, Colorado, Connecticut, Florida, Idaho, Illinois, Minnesota, New Jersey, New York, Ohio, Virginia, and West Virginia. Previously, he was employed by Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Clearing Services, LLC. Daniel holds licenses for Series 7, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
09/30/2020 - Present
Ameriprise Financial Services, LLC (Chapel Hill NC)
NC
06/07/2013 - 09/22/2020
WELLS FARGO CLEARING SERVICES, LLC (CHAPEL HILL NC)
NC
06/01/2009 - 06/28/2013
MORGAN STANLEY (CHAPEL HILL NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHAPEL HILL NC)
NC
09/01/2006 - 04/02/2007
MORGAN STANLEY DW INC. (DURHAM NC)
NC
05/05/1998 - 09/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DURHAM NC)
IA
Issued 05/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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