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Daniel James Devaney

Samuel A. Ramirez & Company, Inc.

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About Daniel James Devaney

Daniel Devaney has been in the financial industry since 1977 and is currently registered with Samuel A. Ramirez & Company, Inc. Daniel has previously held positions at Whitaker Securities LLC, Morgan Stanley DW Inc., Paine Webber Incorporated, Harry Downs & Company, Inc., MKI Securities Corp., and Vierling, Devaney & Maguire, Inc. Daniel is licensed in 6 states: California, Florida, Georgia, Massachusetts, New Jersey, and New York. Daniel holds the Series 7, Series 52TO, and SIE licenses.

Firm Information

Daniel Devaney is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Devaney’s Registration & Firm History

NY

05/11/2005 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

03/10/2004 - 05/06/2005

WHITAKER SECURITIES LLC (NEW YORK NY)

NY

06/16/1993 - 01/20/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

11/01/1989 - 05/18/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

12/02/1987 - 04/21/1989

HARRY DOWNS & COMPANY, INC.

NA

06/11/1985 - 07/07/1987

MKI SECURITIES CORP.

NA

05/10/1976 - 05/15/1985

VIERLING, DEVANEY & MAGUIRE, INC.

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Licenses & Designations

BC

Issued 01/09/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Daniel James Devaney. Review regulatory record here.
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