Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel James Bubbico is a financial advisor with over 13 years of experience in the industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel has held previous roles with Truist Investment Services, Inc. and BB&T Securities, LLC, where he gained valuable experience in providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
02/17/2021 - 08/23/2023
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
VA
06/17/2020 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
01/08/2014 - 06/16/2020
WELLS FARGO CLEARING SERVICES, LLC (BELMONT NC)
CT
04/08/2013 - 01/02/2014
METLIFE SECURITIES INC. (SHELTON CT)
NY
10/08/2007 - 01/07/2008
OPUS TRADING FUND LLC (JERICHO NY)
NY
09/28/2005 - 09/20/2006
METLIFE SECURITIES INC. (ELMSFORD NY)
NY
09/28/2005 - 09/20/2006
METROPOLITAN LIFE INSURANCE COMPANY (ELMSFORD NY)
NY
08/08/2003 - 09/29/2003
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
12/04/2001 - 02/14/2002
GENESIS DAY TRADE, LLC (NEW YORK NY)
NY
05/15/2001 - 08/20/2001
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BOTH
Issued 4/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/5/2013
Series 7 - General Securities Representative Examination
BC
Issued 1/25/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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