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Daniel James Bound

Northwestern Mutual Investment Services, LLC

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About Daniel James Bound

Daniel James Bound is a financial advisor with Northwestern Mutual Investment Services, LLC based in Boulder, Colorado. Daniel has been in the industry since 2002. He holds a Series 63, 65, and 66 license. Daniel previously worked with Asset Planning Solutions, Inc. in San Diego, California. Daniel is registered in Colorado, Montana, New Hampshire, and Oregon. Daniel has a Series 7 and SIE license and is able to assist clients with their investment needs.

Firm Information

Daniel Bound is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

4875 Pearl East Cir

Boulder, CO 80301-2600

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Daniel Bound’s Registration & Firm History

CO

06/27/2017 - Present

Northwestern Mutual Investment Services, LLC (Boulder CO)

CA

09/26/2001 - 12/08/2001

ASSET PLANNING SOLUTIONS, INC. (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 10/1/2009

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/27/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/9/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/25/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Daniel James Bound. Review regulatory record here.
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