Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel James Becker has been in the financial services industry since November 1999. Daniel is currently registered with Equitable Distributors, LLC and is licensed to sell securities in Florida, Georgia, Maryland, New York, Virginia, West Virginia and Wisconsin. Daniel was previously registered with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Daniel has passed the Series 6, Series 63 and SIE exams. Daniel is a valuable asset to any financial services team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/27/2000 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
11/26/1999 - 03/02/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/26/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 08/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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