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Daniel James Austin

Allstate Financial Services, LLC

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About Daniel James Austin

Daniel Austin is a financial advisor with Allstate Financial Services, LLC in Maryville, Tennessee. Daniel has been in the industry since September 27, 2018. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 63, and SIE licenses. Daniel has been active in the industry for over four years.

Firm Information

Daniel Austin is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Austin’s Registration & Firm History

TN

09/28/2018 - Present

Allstate Financial Services, LLC (Maryville TN)

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Licenses & Designations

BC

Issued 01/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel James Austin.
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