Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lewin is an experienced financial professional with over 20 years in the industry. Currently registered with UBS Financial Services Inc., Daniel has a comprehensive background in securities trading, portfolio management, and investment advisory services. Daniel has a proven track record of success in working with a diverse client base, including high-net-worth individuals, families, businesses, and institutional clients. Daniel's prior experience includes roles at CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, KNIGHT SECURITIES, L.P., and JOSEPHTHAL & CO., INC. Daniel holds a wide range of industry licenses and certifications, including Series 7, Series 55, Series 63, Series 65, and Series 57TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
03/27/2009 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
04/24/2006 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
06/18/2003 - 04/25/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKLAND MA)
NJ
11/01/2000 - 10/10/2002
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
11/08/1999 - 10/26/2000
JOSEPHTHAL & CO., INC. (NEW YORK NY)
BC
Issued 09/26/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/03/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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