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Daniel J Schnurman

Mizuho Securities USA LLC

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About Daniel J Schnurman

Daniel Schnurman is a financial professional with over 20 years of experience in the industry. Currently, Daniel is a registered representative with Mizuho Securities USA LLC located in New York, NY. Prior to joining Mizuho, Daniel was associated with several other well-known financial firms including Cowen and Company, PricewaterhouseCoopers Corporate Finance LLC, UBS Securities LLC, and RBC Capital Markets, LLC. Daniel holds the Series 7, Series 24, Series 63, and Series 79TO licenses, and has been registered in all 50 states and the District of Columbia.

Firm Information

Daniel Schnurman is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Schnurman’s Registration & Firm History

NY

08/10/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

05/29/2019 - 08/09/2022

COWEN AND COMPANY (NEW YORK NY)

NY

03/08/2016 - 04/18/2019

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC (NEW YORK NY)

NY

07/22/2013 - 01/15/2016

UBS SECURITIES LLC (NEW YORK NY)

NY

02/29/2008 - 05/06/2013

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

02/12/2007 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

11/30/2004 - 12/05/2006

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

03/03/2004 - 02/04/2005

EDGEMONT CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

06/16/2000 - 06/05/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

08/20/1997 - 04/20/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

11/28/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/23/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Daniel J Schnurman. Review regulatory record here.
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