Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel J. Roberts is a financial advisor with Charles Schwab & CO., Inc.. Daniel has over 11 years of experience in the financial services industry. He is a Chartered Financial Analyst (CFA) and holds FINRA Series 7, 63, and 66 securities licenses. Daniel previously worked at TD Ameritrade, Inc. and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
04/01/2022 - Present
Charles Schwab & CO., Inc. (MERRICK NY)
NJ
10/23/2013 - 07/06/2023
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
12/15/2010 - 10/03/2013
SCOTTRADE, INC. (NEW YORK NY)
BOTH
Issued 11/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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