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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel J Richardson is a financial advisor with over 20 years of experience in the industry. Currently, Daniel J Richardson is registered with Cetera Investment Advisers LLC and is active in Alabama, Florida, Georgia, Louisiana, and Tennessee. Daniel J Richardson has worked with several firms in the past, including BB&T Investment Services, Inc., Berthel, Fisher & Company Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Colonial Brokerage, Inc., First Legacy Securities, LLC, and Sunset Financial Services, Inc., and NYLIFE Securities LLC. Daniel J Richardson holds FINRA Series 6, 7, 63 and 66 licenses. Daniel J Richardson specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
09/06/2016 - Present
Cetera Investment Advisers LLC (OPELIKA AL)
AL
08/04/2015 - 09/02/2016
BB&T INVESTMENT SERVICES, INC. (MILLBROOK AL)
AL
02/22/2013 - 08/12/2015
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (WETUMPKA AL)
AL
12/01/2009 - 01/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTGOMERY AL)
AL
06/29/2009 - 10/30/2009
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
AL
09/30/2008 - 06/29/2009
FIRST LEGACY SECURITIES, LLC (MONTGOMERY AL)
AL
11/29/2007 - 09/26/2008
SUNSET FINANCIAL SERVICES, INC. (MONTGOMERY AL)
AL
03/28/2002 - 12/03/2007
NYLIFE SECURITIES LLC (MONTGOMERY AL)
BOTH
Issued 01/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/27/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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