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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel J. Richardson is a financial advisor with Cetera Investment Advisers LLC. Daniel has been in the financial services industry since 2002 and is currently registered to provide investment advice and securities transactions in Alabama. Daniel is also registered as a Registered Representative with FINRA and has obtained the Series 6, 7, 63, and 66 licenses as well as the SIE exam. Prior to joining Cetera Investment Advisers LLC, Daniel worked with BB&T Investment Services, Inc. and Berthel, Fisher & Company Financial Services, Inc. in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
09/06/2016 - Present
Cetera Investment Advisers LLC (OPELIKA AL)
AL
08/04/2015 - 09/02/2016
BB&T INVESTMENT SERVICES, INC. (MILLBROOK AL)
AL
02/22/2013 - 08/12/2015
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (WETUMPKA AL)
AL
12/01/2009 - 01/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTGOMERY AL)
AL
06/29/2009 - 10/30/2009
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
AL
09/30/2008 - 06/29/2009
FIRST LEGACY SECURITIES, LLC (MONTGOMERY AL)
AL
11/29/2007 - 09/26/2008
SUNSET FINANCIAL SERVICES, INC. (MONTGOMERY AL)
AL
03/28/2002 - 12/03/2007
NYLIFE SECURITIES LLC (MONTGOMERY AL)
BOTH
Issued 1/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/7/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 3/27/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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