Unclaimed
Daniel J. Praino is a financial advisor with Scotia Capital (usa) Inc., located in New York, NY. Daniel has been in the financial services industry since 2015. Daniel is licensed to sell securities and holds the Series 7, Series 99 and Securities Industry Essentials Examination licenses. Daniel has previously worked at TD Securities (USA) LLC, Virtu Americas LLC and Virtu ITG LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/08/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/06/2021 - 11/30/2021
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
05/08/2019 - 02/28/2020
VIRTU AMERICAS LLC (New York NY)
NY
12/20/2013 - 02/28/2020
VIRTU ITG LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2013
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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