Unclaimed
Daniel J. McKenzie is an active broker-dealer registered with Seaport Global Securities LLC, in Costa Mesa, CA. Daniel J. McKenzie has over 20 years of experience in the financial services industry and holds licenses for securities trading and advisory services. Daniel J. McKenzie has a strong track record of success, helping clients achieve their financial goals. Daniel J. McKenzie has also previously worked at several other firms, including The Buckingham Research Group Incorporated, Rodman & Renshaw, LLC, Hudson Securities, Inc, Next Generation Equity Research LLC, Credit Suisse Securities (USA) LLC, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/23/2020 - Present
Seaport Global Securities LLC (Costa Mesa CA)
NY
09/25/2012 - 03/24/2020
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
FL
05/27/2011 - 08/14/2012
RODMAN & RENSHAW, LLC (PALM BEACH FL)
IL
02/01/2010 - 05/27/2011
HUDSON SECURITIES,INC. (CHICAGO IL)
IL
05/28/2009 - 02/01/2010
NEXT GENERATION EQUITY RESEARCH LLC (CHICAGO IL)
NY
05/22/2006 - 02/24/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
IL
03/07/2006 - 06/23/2006
NEXT GENERATION EQUITY RESEARCH LLC (CHICAGO IL)
NY
08/01/2001 - 05/06/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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