Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lewis is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel has been in the financial industry since February 2008. Daniel holds a Series 66, Series 63, Series 87, Series 86, Series 7 and SIE license. Daniel is registered to provide advisory services in 53 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Daniel is also registered as an investment advisor representative (IAR) in Georgia and Texas. Daniel's experience includes working with RBC Capital Markets, LLC and RBC Capital Markets Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/23/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
02/29/2008 - 01/06/2011
RBC CAPITAL MARKETS, LLC (ATLANTA GA)
GA
06/01/2006 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (ATLANTA GA)
GA
02/01/2006 - 05/31/2006
PRUDENTIAL EQUITY GROUP, LLC (ATLANTA GA)
BOTH
Issued 03/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/30/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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