Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Hurwitz is a financial advisor with Seaport Global Securities LLC, a broker-dealer firm. Daniel has been in the financial services industry since 1995 and has extensive experience in various financial markets. Daniel holds several licenses, including Series 7, 24, 63, 66, and 3, demonstrating a strong understanding of investment products and securities regulations. Daniel has worked with various financial institutions over the years, including UBS Financial Services Inc., Roth Capital Partners, LLC, and BTIG, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/21/2023 - Present
Seaport Global Securities LLC (Costa Mesa CA)
CA
10/19/2020 - 06/29/2023
ROTH CAPITAL PARTNERS, LLC (LOS ANGELES CA)
CA
07/30/2019 - 10/20/2020
INDEPENDENT BROKERAGE SOLUTIONS LLC (Los Angeles CA)
TX
09/05/2018 - 07/25/2019
LIGHTPATH CAPITAL, INC (SOUTHLAKE TX)
CA
04/14/2016 - 09/18/2017
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
03/27/2006 - 11/16/2015
BTIG, LLC (LOS ANGELES CA)
CA
09/05/2002 - 02/27/2006
KNIGHT EQUITY MARKETS, L.P. (SAN FRANCISCO CA)
CA
07/06/2000 - 07/23/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
03/20/1999 - 07/06/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
12/01/1993 - 01/29/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 04/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 12/29/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/11/1994
Series 3 - National Commodity Futures Examination
BC
Issued 11/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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