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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Holzrichter is an investment advisor representative with Robert W. Baird & Co. Inc.. Daniel has been in the securities industry since 1991. Daniel has passed multiple industry exams, including the Series 31, Series 7, and Series 63 exams. They have also passed the Uniform Investment Adviser Law Examination (Series 65). Daniel has experience working with various client types, including individuals, businesses, investment companies, and pension plans. Their previous employment experience includes working with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Dain Rauscher Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IA
02/07/2017 - Present
Robert W. Baird & Co. Inc. (SIOUX CITY IA)
IA
06/01/2009 - 02/28/2011
MORGAN STANLEY SMITH BARNEY (SIOUX CITY IA)
IA
03/23/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SIOUX CITY IA)
NY
03/02/1998 - 04/06/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
11/21/1991 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IA
Issued 05/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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