Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel J Gomez is an investment professional with over 20 years of experience in the financial services industry. Daniel is currently a Registered Representative with Charles Schwab & CO., Inc. Prior to joining Charles Schwab, Daniel was a financial advisor at USAA Financial Advisors, Inc. and has held previous roles with other firms including Merrill Lynch and U.S. Bancorp Investments, Inc. Daniel holds Series 6, 7, 26, 63 and 66 licenses, as well as SIE certification. Daniel specializes in financial planning, selection of other advisors and providing a wrap fee program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
05/26/2020 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
12/13/2010 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
08/17/2010 - 11/24/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
AZ
05/23/2008 - 09/17/2009
U.S. BANCORP INVESTMENTS, INC. (SCOTTSDALE AZ)
AZ
02/09/2004 - 05/14/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
MA
10/02/2002 - 08/18/2003
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
CO
11/04/1996 - 02/23/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 02/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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