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Daniel J Farren

Boston Partners Securities, LLC

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About Daniel J Farren

Daniel J. Farren is a financial advisor with Boston Partners Securities, LLC in Boston, MA. Daniel has been in the securities industry since April 27, 2006. Daniel has a wide range of experience in the financial services industry, having previously worked at Sanford C. Bernstein & Co., LLC, State Street Global Markets, LLC, RBC Capital Markets Corporation, RBC Dain Rauscher Inc., ABN AMRO Incorporated, ABN AMRO Securities LLC, CIBC World Markets Corp., and Credit Suisse First Boston Corporation. Daniel holds the Series 3, 7, 63, and 66 licenses.

Firm Information

Daniel Farren is currently registered with Boston Partners Securities, LLC. Boston Partners Securities, LLC is a Limited Liability Company formed in May 2004. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in seven Regulatory Events and one Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Farren’s Registration & Firm History

MA

05/06/2016 - Present

Boston Partners Securities, LLC (BOSTON MA)

NY

12/08/2010 - 07/25/2013

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

CT

10/23/2009 - 03/04/2010

STATE STREET GLOBAL MARKETS, LLC (STAMFORD CT)

NY

02/06/2004 - 02/11/2005

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

07/11/2003 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

CT

03/01/2002 - 04/18/2002

ABN AMRO INCORPORATED (STAMFORD CT)

NY

08/08/2001 - 03/01/2002

ABN AMRO SECURITIES LLC (NEW YORK NY)

NY

07/14/1998 - 06/27/2001

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

09/10/1996 - 06/22/1998

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/04/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/08/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1996

Series 3 - National Commodity Futures Examination

BC

Issued 09/09/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel J Farren.
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