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Daniel J Bicker

Natwest Markets Securities Inc.

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About Daniel J Bicker

Daniel J Bicker is a financial professional with over 20 years of experience in the financial services industry. Daniel has a strong background in securities and investment products, having held various roles at firms like IFMG Securities, Inc., CCO Investment Services Corp., MML Investors Services, Inc., WS Griffith Securities, Inc. and Signator Investors, Inc. Daniel currently works at Natwest Markets Securities Inc. where they are registered as a broker-dealer in Connecticut. Daniel is licensed to offer a variety of financial products and services, including securities, investment company products, variable contracts, and commodities.

Firm Information

Daniel Bicker is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Bicker’s Registration & Firm History

CT

02/03/2009 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

MA

11/08/2006 - 01/07/2008

IFMG SECURITIES, INC. (CHATHAM MA)

MA

08/19/2005 - 09/08/2006

CCO INVESTMENT SERVICES CORP. (ORLEANS MA)

MA

06/01/2004 - 08/03/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

CT

02/03/2004 - 06/09/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

MA

12/20/2003 - 01/13/2004

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 02/23/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/22/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2004

Series 7 - General Securities Representative Examination

BC

Issued 12/19/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/13/1995

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel J Bicker. Review regulatory record here.
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