Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Bessey is a financial advisor with over 20 years of experience in the industry. Daniel currently holds registrations with J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC in California and Texas. Daniel has previously held registrations with First Republic Securities Company, LLC, Morgan Stanley Smith Barney, Spear, Leeds & Kellogg, L.P., and William O'Neil & Company, Incorporated. Daniel is a Series 3, 7, 55, and 66 licensed professional. Daniel is a dedicated advisor with a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/13/2023 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
08/31/2012 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
CA
03/05/2010 - 09/11/2012
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
NY
06/06/2000 - 11/06/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
MA
02/26/1996 - 08/28/1997
WILLIAM O'NEIL & COMPANY, INCORPORATED (BOSTON MA)
BOTH
Issued 04/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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