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Daniel J Baumbach

Jump Trading, LLC

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About Daniel J Baumbach

Daniel J. Baumbach is a financial professional with over 17 years of experience in the industry. Daniel is currently registered with Jump Trading, LLC. Previously, Daniel worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Daniel holds the Series 63, Series 24, Series 57TO, SIE, and Series 7 licenses.

Firm Information

Daniel Baumbach is currently registered with Jump Trading, LLC. Jump Trading, LLC is a Limited Liability Company formed on October 31, 2008. The firm has 1 approved SEC registration and is approved in the state of Illinois.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Baumbach’s Registration & Firm History

NY

05/31/2013 - Present

Jump Trading, LLC (New York NY)

NY

02/24/2010 - 05/07/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

12/20/2005 - 03/30/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel J Baumbach.
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