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Daniel Isaac Kim

THE Leaders Group, Inc.

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About Daniel Isaac Kim

Daniel Kim has been in the financial services industry since August 15, 2010. Currently, Daniel Kim is registered with The Leaders Group, Inc. and has Series 7, Series 63, SIE, and Series 7TO licenses. Prior to joining The Leaders Group, Inc., Daniel Kim has worked for HORNOR, TOWNSEND & KENT, LLC, ONEAMERICA SECURITIES, INC., WADDELL & REED, INC., QUASAR DISTRIBUTORS, LLC, WELLS FARGO INVESTMENTS, LLC, and CITIGROUP GLOBAL MARKETS INC. Daniel Kim also holds a Series 65 license.

Firm Information

Daniel Kim is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Kim’s Registration & Firm History

CO

05/13/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

AZ

05/01/2018 - 09/03/2021

HORNOR, TOWNSEND & KENT, LLC (GLENDALE AZ)

IN

01/05/2012 - 11/23/2016

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

CA

11/30/2009 - 10/12/2011

WADDELL & REED, INC. (BREA CA)

ME

01/16/2007 - 04/23/2009

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

CA

01/23/2006 - 12/18/2006

WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)

CA

06/21/2005 - 12/08/2005

CITIGROUP GLOBAL MARKETS INC. (LAGUNA NIGUEL CA)

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Licenses & Designations

IA

Issued 07/21/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/15/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Isaac Kim.
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